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Compliance Administrator - Contract

Location: Saint Cloud, MN, United States
Job # 11068898
Date Posted: 06-19-2018
Title: Compliance Administrator
Location: Saint Cloud, MN 56301
Salary: Up to $17.00 Hourly
6 Month Contract

A thriving Financial Services company in Saint Cloud, MN is seeking a Compliance Administrator to assist them on a temporary basis.  

Job Responsibilities:
  • Assist with document production related to state, FINRA, SEC, and other regulatory inquiries
  • Assist with document production related to client-related matters
  • Assist with data entry and internal database maintenance regarding these inquiries and matters
  • Other duties as assigned
Qualifications and Experience:
  • High School diploma or equivalent experience (Bachelor’s degree preferred)
  • Strong communications skills
  • Excellent attention to detail/organizational skills
  • Ability to manage high volumes under tight deadlines
  • Ability to work well with others and follow direction
Preferred Qualifications:
  • Securities industry back-office experience
  • Securities industry license(s) (Series 6 or 7)
Please submit an updated version of your resume for immediate consideration. Thank you!
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